Betty Graham

compliance/Operations Analyst

Betty Graham, Compliance & Operations Analyst, joined the firm in December 2014. She primarily provides back- and middle-office operations. In addition, she supports compliance surveillance. Previously, Betty worked at Nicholas-Applegate Capital Management (and its successor, Allianz Global Investors) for 13 years as Team Lead in Operations. Her prior experience includes Trading/Operations Assistant for 11 years at a commodity trading firm. Betty has over 30 years of experience in the investment industry across operations, reconciliation and portfolio administration.