alternative STRATEGIES

US Equity Opportunities

why invest in uS Equity Opportunities
Offers investors attractive opportunities for capital appreciation and diversification within a less-widely-followed market segment. Seeks to capture the potential inefficiencies of less widely followed small-cap companies, successful small-cap graduates in mid-cap that continue to demonstrate dynamic growth prospects, and innovative large-cap industry leaders.
our edge

Why Nicholas US Equity Opportunities

Focus: specialize in dynamically growing small- and mid-cap companies
Insights: invest in both equities and convertibles for a holistic view of company
Discipline: combine breadth of quantitative tools with traditional fundamental equity and credit analysis
Alignment: constrain capacity to add value and invest alongside clients
Experience: principals have been managing portfolios for over 30 years
co-LEAD PORTFOLIO MANAGER
Catherine Nicholas
inception date
July 1, 2014
co-lead PORTFOLIO MANAGER
John Wylie
our approach

Investment Approach

We believe that dynamic change often creates a disconnect between a company’s future earnings power and its stock’s valuation. Growth catalysts are often not fully understood and expectations tend to be adjusted upwards gradually. We seek to exploit this inefficiency by investing in dynamic companies exhibiting signals of change that will lead to an acceleration in revenue and/or earnings growth in which our research confirms the company’s growth is sustainable and its stock is a timely investment.
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